DGAP Voting Rights Announcement: SHW AG

2015-12-07 / 17:48
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Correction of a notification of Major Holding published on 03.12.2015

1. Details of issuer
SHW AG
Wilhelmstrasse 67
73433 Aalen-Wasseralfingen
Germany

2. Reason for notification
 Acquisition/disposal of shares with voting rights
 Acquisition/disposal of instruments
 Change of breakdown of voting rights
XOther reason: implementation of Directive 2013/50/EU, application of Trading Book exemption to EEA-domiciled entities of UBS Group AG

3. Details of person subject to the notification obligation
Name:City and country of registered office:
UBS Group AGZurich
Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
26.11.2015

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation2.43 %1.50 %3.93 %6436209
Previous notification3.55 % % %/

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISINabsolutein %
 direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE000A1JBPV901565100 %2.43 %
Total1565102.43 %

b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to recall lent sharesat any time880071.37 %
Right to substitute shares delivered as collateralsat any time84650.13 %
  Total964721.50 %

b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least held 3% or more)% of voting rights through instruments (if at least held 5% or more)Total of both (if at least held 5% or more)
UBS Group AG % % %
UBS AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Fund Management (Switzerland) AG % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Global Asset Management (Japan) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Third Party Management Company S.A. % % %

9. In case of proxy voting according to ยง 22 Abs. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)



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